Continuing Disclosure

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Increased enforcement of securities regulations makes it imperative that issuers stay current with their financings’ continuing disclosure requirements.

DS&C’s continuing disclosure services provide clients with a cost-effective alternative for staying compliant with U.S. Securities and Exchange Commission Rule 15c2-12 requirements. These services include:

  • Preparation of all required filing documentation
  • The careful review of past continuing disclosure filings and obligations
  • Electronic filing of the annual continuing disclosure statement
  • Timely filing of notices of material events
  • Monitoring of industry-related websites and portals for information regarding potentially reportable events

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415.956.1030 (phone)
415.956.1322 (fax)

Upcoming and Recent Financings

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Ed-Tech Bonds®

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Ed-Tech Bonds®

Developed and patented by DS&C, Ed-Tech Bonds® provide a fiscally responsible, ongoing solution to the statewide problem of financing educational technology

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Cash Reserve Program

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Cash Reserve Program

Guard against temporary cash flow shortages in a safe, cost-effective way by creating an additional cash reserve to the general fund.

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CAB Restructuring Bonds®

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CAB Restructuring Bonds®

CAB Restructuring Bonds® allow districts to convert costly capital appreciation bonds into lower-cost current interest bonds, saving millions.

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GO Flex-Bonds®

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GO Flex-Bonds®

GO Flex-Bonds® provide districts with an ongoing source of facility funding with reduced borrowing costs and greater fiscal controls.

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GO Reauthorization Bonds®

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GO Reauthorization Bonds®

Avoid stalled GO bond programs by seeking voter approval to keep projects on track without increasing debt.

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